A complete, ordered record, ready for the regulator.
The challenge
A regulatory investigation requires a complete and correctly ordered record pulled together from documents scattered across the matter, assembled under time pressure.
The solution
The team stages the relevant documents in the Cart and assembles them into an indexed Bundle in the order the regulator requires, ready to produce as a single governed record.
Key Capabilities Used:
Cart; Bundle.
Navigate to the investigation workspace in the next-gen iManage platform and add every responsive document to the Cart as it's identified.
The Cart holds the working selection while the compliance team confirms the record is complete, without committing to a final order yet.
With the documents staged in the Cart, generate the Bundle, then review and arrange the documents in the sequence the investigation requires.
The next-gen iManage platform produces an indexed, paginated document from the selected materials, ready to produce without manual reformatting.
Review the assembled Bundle in full before it goes forward, by adding or removing documents as the scope of the investigation develops. As you upload new versions of documents, these will be added to the Bundle.
The team has a single, ordered record they can stand behind if the regulator has further questions.
More to explore
Escalate A Policy Exception Through The Right Approvals
Use Case
Cart
Key Capability
Bundle
Key Capability